COMPLIANCE IMPACT: Insider Dealing – The Tipping Point (Retired)


Overview/Description
Target Audience
Expected Duration
Lesson Objectives
Course Number

Overview/Description
Illegal insider dealing can have serious consequences for individuals and companies, so it's important to understand what it is and how to avoid it. This Compliance Impact experience follows characters who compromise themselves and their organizations through illegal insider dealing.

Target Audience
Employees at all levels of publically-traded companies in all industries

Expected Duration (hours)
0.1

Lesson Objectives

COMPLIANCE IMPACT: Insider Dealing – The Tipping Point (Retired)

  • understand the credentials of the subject matter expert
  • recognize examples of illegal insider dealing
  • define illegal insider dealing
  • recognize circumstances that might precipitate illegal insider dealing
  • identify behavior that constitutes illegal insider dealing
  • identify the potential consequences for participating in illegal insider dealing
  • recognize the importance of avoiding illegal insider dealing
  • review what you've learned

    • Course Number:
    lchr_ci_a04_lc_enus