COMPLIANCE IMPACT: Insider Dealing - The Memo (Retired)
Overview/Description Target Audience Expected Duration Lesson Objectives Course Number Overview/Description
Employees who possess confidential information about their company are responsible for safeguarding that information. This obligation extends to the use of certain confidential, or "inside," information in making a decision to trade or not to trade securities, which is prohibited by law. This Compliance Impact explores one such opportunity faced by an employee who must decide what to do with confidential information he inadvertently discovers.