Global Insider Dealing


Overview/Description
Target Audience
Expected Duration
Lesson Objectives
Course Number


Overview/Description
Illegal insider dealing can have serious costs for individuals and their organizations. This course will help you recognize ways in which inside information can be misused for illegal securities trading. It will also introduce you to the consequences of illegal insider dealing, how they impact individuals and their companies, and describe when and why you should report suspicious activities. This course was developed with subject matter support provided by Ince Gordon Dadds LLP. Please note, however, that the course materials and content are for informational purposes only and do not constitute legal advice and may or may not reflect the most current legal developments. Nothing herein, or in the course materials, shall be construed as professional advice as to any particular situation or constitute a legal opinion with respect to compliance with legal statutes or statutory instruments. Ince Gordon Dadds LLP accepts no responsibility for the contents of this course. Any reliance on the contents of this course as legal advice is prohibited and at the user's risk. Transmission of the information is not intended to create, and receipt does not constitute, a solicitor-client relationship. Readers should not act upon this information without seeking independent legal advice.

Target Audience
Employees at all levels of publicly traded companies in all industries

Expected Duration (hours)
0.4

Lesson Objectives

Global Insider Dealing

  • recognize ways in which nonpublic information can be used in securities trading
  • identify examples of inside information
  • identify the potential consequences of insider dealing for both companies and individuals
  • Course Number:
    lchr_01_a57_lc_enus