COMPLIANCE IMPACT: Insider Dealing - The Memo


Overview/Description
Target Audience
Expected Duration
Lesson Objectives
Course Number


Overview/Description
Employees who possess confidential information about their company are responsible for safeguarding that information. This obligation extends to the use of certain confidential, or "inside," information in making a decision to trade or not to trade securities, which is prohibited by law. This Compliance Impact explores one such opportunity faced by an employee who must decide what to do with confidential information he inadvertently discovers.

Target Audience
All employees

Expected Duration (hours)
0.1

Lesson Objectives

COMPLIANCE IMPACT: Insider Dealing - The Memo

  • recognize examples of illegal insider dealing
  • define illegal insider dealing
  • recognize the consequences of illegal insider dealing
  • recognize the importance of avoiding illegal insider dealing
  • review what you've learned
  • Course Number:
    lchr_ci_a14_lc_enus